Compliance Team Lead

Item ID:
13450
Reference:
JO-1701-CTL
Location:
Singapore
Salary:
S$150000 - S$200000 per annum
Sector:
Financial Services
Specialism:
Compliance, Central Compliance
Job Type:
Permanent
Published Date:
13 March 2018
Closes:
12 April 2018
Consultant:
Paul Evans

This role will report directly to the Head of Compliance.

MAIN ROLES & RESPONSIBILITIES

  • Responsible for all Compliance issues relating to client.
  • Tracking and maintaining records of the status of each client.
  • Assist in regulatory reporting and Head Office reporting, where required.
  • Responsible for Compliance periodic review of clients (HRC, Standard Risk, PEP).
  • Responsible for monitoring, review for staff compliance with Code of Conduct, conflict of interest issues.
  • Responsible for NCM, FATCA issues.
  • Assist in AML transaction monitoring and / or investigation works undertaken by Compliance.
  • Provide leadership and guidance to the team and to assist the Head of Compliance where required.

REQUIREMENTS

We are looking for an individual with good analytical and problem-solving skills, a team player and someone who is able to work independently under tight deadline pressure.

The candidate should:

  • Have 10 - 15 years of experience in private banking compliance environment
  • Have experience in using Worldcheck, Lexis Nexis, Google
  • Have good experience in reviewing client due diligence information.
  • Good analytical and problem-solving skills
  • Team player and able to work independently under tight deadline pressure
Your details
Must be .doc, .docx, .pdf or .rtf and 1Mb or less
Must be .doc, .docx, .pdf or .rtf and 1Mb or less
Must be .doc, .docx, .pdf or .rtf and 1Mb or less
Must be .doc, .docx, .pdf or .rtf and 1Mb or less
Must be .doc, .docx, .pdf or .rtf and 1Mb or less
Must be .doc, .docx, .pdf or .rtf and 1Mb or less
By applying for a job with Pure you agree to the terms of our privacy policy.